Hedge Fund Investor Relations & Marketing - Legal/Compliance Team - New York

Compensation

: $135,243.33 - $127,920.00 /year *

Employment Type

: Full-Time

Industry

: Legal



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The new hire will support the investor communications and marketing team, which will serve as the primary day to day counsel to the Investor Relations and Business Development groups across all business units with respect to marketing materials and other communications and documents provided to investors. In this capacity, the Consultant will assist with legal and compliance matters that arise in connection with investor suitability, domestic and global marketing registration, marketing material compliance review, and investor communications.


  • Review marketing materials, due diligence responses, investor communications and other fundraising and reporting related materials across various investment strategies from a legal, regulatory and compliance perspective
  • Provide support relating to materials responsive to existing investors legal and compliance-related requests
  • Assist in maintaining internal policies and procedures and current regulatory guidance with respect to marketing
  • Develop educational materials and trainings for IR/BD business professionals with respect to marketing and fundraising regulations and protocols
  • Assist in assessing current and prospective regulatory risk through industry interaction and research
  • Assist with other day-to-day legal and compliance matters if/as needed
  • In addition, the Consultant will have the opportunity to interact with legal and compliance teams dedicated to various business units and geographic regions and may assist those teams on projects.

Qualifications:

  • At least 2 years of prior experience at a law firm and/or investment management firm
  • Understanding of the Advisers Act and FINRA regulations required
  • Strong attention to detail and analytical skills
  • Strong drafting and organizational skills
  • Ability to communicate confidently and effectively
  • Ability to work independently while remaining a strong team player
  • Ability to interpret legal and business terms
  • Substantial initiative, creativity, and drive

by Jobble


Associated topics: attorney corporate, compliance, compliance office, corporate, corporate attorney, court, courtroom, legal, llp, market * The salary listed in the header is an estimate based on salary data for similar jobs in the same area. Salary or compensation data found in the job description is accurate.

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